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Securities Services Act, 2004 (Act No. 36 of 2004)

Chapter IX : General Provisions

Enforcement committee

99. Functions of enforcement committee

 

(1) If the registrar or the directorate refers a matter to the enforcement committee under section 94, the enforcement committee must deal with the matter in accordance with sections 102 to 105, to the extent that those sections are applicable to the matter in question.

 

(2) The enforcement committee must submit to the board an annual report—
(a) on the activities of the enforcement committee during the preceding calendar year;
(b) within the period; and
(c) containing the information,

specified by the board.