Securities Services Act, 2004 (Act No. 36 of 2004)

Code of Conduct for Authorised Users

Purchase

(1)	An authorised user must provide for—

(a)	the necessary resources and functionality to ensure that clients are able to contact the authorised user easily and timely;

(b)	the separation and identification of the assets of a client and the assets of the authorised user: and

(c)	the proper accounting for the assets of each client.

(2)	An authorised user may not utilise the assets of clients to finance its business activities.