Mandating Procedures of Provinces Act, 2008
R 385
Securities Services Act, 2004 (Act No. 36 of 2004)Code of Conduct for Authorised Users11. Guarantees and insurance cover |
An authorised user must, if, and to the extent required by the exchange, maintain appropriate guarantees or professional indemnity or fidelity insurance cover to mitigate the risks inherent in his or her business and to which clients are exposed.
