Mandating Procedures of Provinces Act, 2008
R 385
Securities Services Act, 2004 (Act No. 36 of 2004)Code of Conduct for Authorised Users2. General duties of authorised users |
| (1) | An authorised user must— |
| (a) | at all times render securities services honestly, fairly, with due skill, care and diligence, and in the interests of clients and the integrity of the securities services industry; |
| (b) | at all times exercise independent professional judgement; |
| (c) | conduct him- or herself in such a manner and implement such actions to further the objects of the Act; and |
| (d) | maintain knowledge of and comply with all applicable laws, rules and regulations governing his or her activities. |
| (2) | No authorised user may engage in any conduct likely to bring the securities services industry into disrepute. |
