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Securities Services Act, 2004 (Act No. 36 of 2004)

Chapter IX : General Provisions

Miscellanea

115. Offences and penalties

 

A person who—

(a) commits an offence referred to in section 73,75 or 76 is liable on conviction to a fine not exceeding R50 million or to imprisonment for a period not exceeding 10 years, or to both such fine and imprisonment;
(b) commits an offence referred to in section 92(2) is liable on conviction to a fine or to imprisonment for a period not exceeding 5 years, or to both a fine and such imprisonment:
(c) contravenes or fails to comply with section 4(1) or (2), 19, 20, 21, 22 or 29 commits an offence and is liable on conviction to a fine or to imprisonment for a period not exceeding 5 years, or to both a fine and such imprisonment.