National Environmental Management Act, 1998 (107 of 1998)
R 385
Financial Markets Act, 2012 (Act No. 19 of 2012)RegulationsFinancial Markets Act RegulationsChapter VI : Central Counterparties42. Record keeping |
A central counterparty must—
| (a) | maintain for a period of at least five years following the termination of a contract, all the records on the functions and activity provided so as to enable the Authority to monitor the central counterparty’s compliance with these requirements; |
| (b) | maintain, for a period of at least five years following the termination of a contract, all information on all contracts it has processed that will enable the identification of the original terms of a transaction before clearing by that central counterparty; and |
| (c) | make the records and information referred to in paragraphs (a) and (b) and all information on the positions of cleared contracts, irrespective of the exchange or trading venue where the transactions were executed, available upon request to the Authority. |
42.5 Records of data reported to a trade repository
