National Environmental Management Act, 1998 (107 of 1998)
R 385
Financial Markets Act, 2012 (Act No. 19 of 2012)RegulationsFinancial Markets Act RegulationsChapter II : Requirements for the Regulation of OTC Derivatives2. Requirement to be authorised |
| (1) | A person may not— |
| (a) | act as an OTC derivative provider; or |
| (b) | advertise or hold itself out as an OTC derivative provider; |
unless authorised by the Authority in terms of section 6(8) of the Act.
| (2) | An application for authorisation as an OTC derivative provider must be made in the manner, and contain the information, prescribed by the Authority. |
