Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)
Codes of Conduct
Notice on Codes of Conduct for Administrative and Discretionary FSP's, 2003
Chapter II : Code of Conduct for Discretionary FSP’s, 2003
Part II : Operational requirements
A discretionary FSP must if, and to the extent, required by the registrar, maintain in force suitable guarantees or professional indemnity or fidelity insurance cover.
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