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Financial Advisory and Intermediary Services Act 2002 (Act No. 37 of 2002)

Determinations

Determination of Fit and Proper Requirements for Financial Services Providers, 2017

Chapter 2 : Honesty, Integrity and Good Standing

7. Application of Chapter

 

(1) The fit and proper requirements relating to honesty, integrity and good standing contained in this Chapter apply to all FSPs, key individuals and representatives.

 

(2) A reference in this Chapter to the Registrar must be read as including a reference to an FSP insofar it relates to the FSP’s responsibilities in respect of its key individuals and representatives.