Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)
Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, 2015
6. Recognition and qualifying criteria of compliance qualifications
|(1)||A person may, in the form and manner determined by the Registrar by notice in the Gazette, apply to the Registrar for recognition of a generic compliance qualification or a specific compliance qualification.|
|(2)||A qualification, subject to paragraph 7, will be recognised by the Registrar based on the extent to which the qualification addresses the qualifying criteria.|
|(3)||The list of recognised compliance qualifications is published in Annexure 2.|
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