Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)
Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, 2015
5. Compliance with CPO requirements after approval
A compliance officer and the individuals referred to in paragraph 2(2)(a) must comply with the CPO requirements as determined by the Registrar by notice in the Gazette from time to time.
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