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Financial Advisory and Intermediary Services Act 2002 (Act No. 37 of 2002)

Codes of Conduct

Specific Code of Conduct for Authorised Financial Services Providers and Representatives conducting Short-Term Deposit Business, 2004

Part V : Complaint Resolution

[Deleted] 12. Basic principles of systems and procedures

 

[Part V Section 12 deleted by section 4 of Schedule B of the Amendment of the Specific Code of Conduct for Authorised Financial Services Providers and Representatives conducting Short-term Deposits Business, 2020, Notice No. 706, GG43474, dated 26 June 2020  - effective 6 months after the effective date of the Amendment of the General Code of Conduct for Authorised FSPs and Representatives, 2020]