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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)


Financial Advisory And Intermediary Services Regulations, 2003

Chapter VII : Miscellaneous

18. Penalties


A person who contravenes or fails to comply with a provision of these Regulations is guilty of an offence and liable on conviction to a fine not exceeding R500 000 or imprisonment for a period not exceeding five years, or to both such fine and such imprisonment.