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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Board Notices

Exemption in respect of Services under Supervision rendered by Compliance Officers, 2010

5A. Transitional arrangements


A person who—

(a) at 1 September 2016 renders services under supervision as a supervisee; and
(b) was approved between 1 September 2013 and 31 August 2015,

must pass the applicable regulatory examination by 31 August 2017.


[Paragraph 5A inserted by paragraph 3 of Notice 149 of 2016, dated 31 August 2016]