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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Introductory Provisions

1B. Regulatory instruments


For the purposes of the definition of "regulatory instrument" in section 1 of the Financial Sector Regulation Act, fit and proper requirements determined in terms of section 6A, codes of conduct drafted under section 15 and criteria and guidelines for the approval of compliance officers determined under section 17(2) are regulatory instruments.


[Section 1B inserted by section 290, item 2 in Schedule 4, of Act No. 9 of 2017 - effective 1 April 2018 (paragraph (h) of Notice 169 of 2018)]