Acts Online
GT Shield

Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Board Notices

Amendment on Qualifications, Experience and Criteria for the Approval as a Compliance Officer, 2015

Part V

5. Compliance with CPO requirements after approval

 

A compliance officer and the individuals referred to in paragraph 2(2)(a) must comply with the CPO requirements as determined by the Registrar by notice in the Gazette from time to time.