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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Qualifications and experience of compliance officers in respect of financial services business

 

 

Notice No. 83 of 2003

 

Financial Services Board

 

I , Jeffrey van Rooyen, Registrar of Financial Services Providers, hereby, after consultation with the Advisory Committee on Financial Services Providers, determine under section 17(1)(6) of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002), the qualifications and experience of persons who may be appointed as compliance officers in respect of financial services business, as set out in the Schedule.

 

 

J van Rooyen

Registrar of Financial Services Providers