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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Determination of Qualifying Criteria and Qualifications for Financial Services Providers, 2008

Part II : Qualifying Criteria

 

 

1) The purpose of the qualifying criteria is to provide the criteria against which the regulatory examinations will be set, and against which any proposed qualification(s) will be evaluated and considered for recognition by the Registrar.

 

2) The qualifying criteria applicable to the regulatory examinations are published in Annexure 1 of this Determination.