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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Determination of Fit and Proper Requirements for Financial Services Providers, 2008

 

 

Board Notice 106 of 2008

 

Financial Services Board

 

I, DUBE PHINEAS TSHIDI, the Registrar of Financial Services Providers, after consultation with the Advisory Committee on Financial Services Providers, hereby under section 8(1) of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002), I determine the fit and proper requirements for financial services providers as set out in the Schedule.

 

 

D P Tshidi

Registrar of Financial Services Providers

 

This Determination should be read in conjunction with the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, 2008, the Exemption in respect of Services under Supervision in terms of Requirements and Conditions, 2008, the Determination of Continuous Professional Development Requirements for Financial Services Providers, 2008, and the Determination of Examination Body Requirements, 2008.