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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Determination of criteria and guidelines for the approval of compliance officers

 

 

I, Jeffrey van Rooyen, Registrar of Financial Services Providers, acting on authority of the Advisory Committee on Financial Services Providers, hereby make known for general information that the said Advisory Committee has under section 17(2) of the Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002), determined the criteria and guidelines for the approval under the said section of compliance officers, as set out in the Schedule.

 

 

J van Rooyen

Registrar of Financial Services Providers