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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Determination of Continuous Professional Development Requirements, 2008

Part III : Specific Conditions

 

 

3. The specific conditions that apply to a FSP (who is a sole proprietor), key individual and representative:

 

1) An FSP (who is a sole proprietor), key individual and representative is required to complete the requirements regarding CPD as specified in Part VII of the Determination of Fit and Proper Requirements for Financial Services Providers, 2008;

 

2) an FSP (who is a sole proprietor), key individual and representative is required to record individual achievements regarding CPD with the Registrar, using the mechanisms provided by the Registrar for reporting purposes.