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Financial Advisory and Intermediary Services Act 2002 (Act No. 37 of 2002)

Code of Conduct for Authorised Financial Services Providers and their Representatives, involved in Forex Investment Business, 2004

 

 

 

Notice No. 39 of 2004

 

Financial Services Board

 

I, Jeffrey van Rooyen, Registrar of Financial Services Providers, hereby under section 15 of the Financial Advisory and Intermediary Services Act 2002 (Act No. 37 of 2002), publish a code of conduct for authorised financial services providers, and heir representatives, involved in forex investment business, as contained in the Schedule hereto, drafted after consultation with the Advisory Committee on Financial Services Providers, representative bodies of the financial services industry and client and consumer bodies determined by that Committee, as well as the regulatory and supervisory authorities concerned.

 

 

J van Rooyen

Registrar of Financial Services Providers