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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

General Exemption : Level 1 Regulatory Examination

1. Definitions

 

 

In this Schedule, "the Act" means the Financial Advisory and Intermediary Services Act. 2002 (Act No. 37 of 2002), any word or expression to which a meaning is assigned in the Act shall have that meaning, and unless the context otherwise indicates-

 

"Determination of Fit and Proper Requirements"

means the Determination of Fit and Proper Requirements for Financial Services Providers, 2008;

 

"provider"

means an authorised financial services provider, a key individual and representative who are required to successfully complete the first level regulatory examination by 31 December 2011 as applicable to the categories or subcategories in Table E of the Determination of Fit and Proper Requirements.