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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Qualifications, Experience And Criteria For Approval As Compliance Officer

Part VI

6. Recognition and qualifying criteria of compliance qualifications



1) A person may, in the form and manner determined by the Registrar by notice in the Gazette, apply to the Registrar for recognition of a generic compliance qualification or a specific compliance qualification.


2) A qualification, subject to paragraph 7, will be recognised by the Registrar based on the extent to which the qualification addresses the qualifying criteria.


3) The list of recognised compliance qualifications is published in Annexure 2.