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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Qualifications, Experience And Criteria For Approval As Compliance Officer

Part V

5. Compliance with CPO requirements after approval



A compliance officer and the individuals referred to in paragraph 2(2)(a) must comply with the CPO requirements as determined by the Registrar by notice in the Gazette from time to time.