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Financial Advisory and Intermediary Services Act, 2002 (Act No. 37 of 2002)

Financial Advisory And Intermediary Services Regulations, 2003

Chapter IV : Compliance Arrangements (Section 35(1)(C) of Act)

4. Application for approval

 

 

An authorised financial services provider must submit an application for the approval of a compliance officer under section 17(2) of the Act to the registrar in writing on a form determined by the registrar from time to time, and must furnish all information required for that purpose by the registrar as indicated on the form, or otherwise requested by the registrar.